Compliance Apprentice

CHRISTIE'S

The Role

An exciting vacancy has opened up for a Know Your Client (KYC) & Client Due Diligence (CDD) Apprentice within Christie’s Compliance team. The apprentice will have responsibility for supporting the Compliance and Fraud Prevention function within the EMEA region as Christie’s adapts to being newly regulated under the EU 5th Money Laundering Directive. The role will suit an individual who wishes to pursue a career in fields such as Compliance, Anti Money Laundering, Fraud and Financial Crime Prevention.

Specific duties and responsibilities will include but are not limited to;

  • Support EMEA Compliance & Fraud Analyst and the global compliance team in onboarding new clients and completing Client Due Diligence (CDD)
  • Respond to daily queries from operational teams and specialist art departments relating to client due diligence
  • Review ID documents provided by clients to ensure they meet the requirements set out by regulation
  • Conduct pre and post sale reviews to ensure buyers and sellers are ‘KYC Complete’
  • Assist EMEA Compliance & Fraud Analyst in conducting investigations on clients & transactions
  • Build strong relationships within the business to further develop the compliance and ethics culture
     
  • The Candidate

  • Good interpersonal skills and ability to communicate effectively in writing and verbally
  • Good online research skills and attention to detail
  • Keen interest in the prevention of financial crime
  • Comfortable with working within agreed time limits
  • Proficiency in MS office systems including Excel, PowerPoint, Outlook
  • There is the potential to work amended hours during certain sales (eg. key Evening Sales)
     
  • Close date: 18th October 2020

    Apprenticeship Location